AEI SECURITIES, INC. X-17A-5 (2026-03-11) — Broker-dealer annual report

Full text of AEI SECURITIES, INC.'s X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PARTIII** | | 8-16750 | | |--|---------|--| **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1/01/2025 AND ENDING 12/31/2025 MMIDDIYY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM:· AEI SECURITIES INC. TYPE OF REGISTRANT (check all applicable boxes): !RI Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) 30 EAST SEVENTH STREET, SUITE 1300 | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------|-------------------------------------------|--| | SAINT PAUL | MINNESOTA | 55101 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | KEITH PETERSEN/MARNI J NYGARD<br>(Name) | 651-227-7333<br>(Area Code - Telephone Number) | kpetersen@aeifunds.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | BOULAYPLLP | | | | | | (Name -<br>if individual, state last,firsl, middle name) | | | |------------------------------------------------|----------------------------------------------------------|-----------|--------------------------------------------| | 11095 VIKING DRIVE, #500 | MINNEAPOLIS | MINNESOTA | 55344 | | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | 542 | | | (Date ofRegistration with PCAOB)(ifapplicable) | | | (PCAOB Registration Number, if applicable) | #### **FOR OFFICIAL USE ONLY** *\*Claims for exemption jiwn the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable.* **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form** displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** I, MARNI J NYGARD,swear (or affirm) that, to the best ofmy knowledge and bel…

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