Full text of AMERICAN FUNDS & TRUSTS INCORPORATED's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17 A-5 PART Ill** SEC FI LE NUMBER 8-06939 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/22 | | AND ENDING 12/3 | ----------<br>1 f22 | |------------------------------------------|----------|-----------------|---------------------| | | MM/DD/YY | | MM/DD/ Y Y | MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: American Funds and Trusts, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3030 South Main Street, Suite #100 | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------|-------------------------------|-----------------|-------------------------------------------|--| | Salt Lake City | Utah | | 84115 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Richard P. Taggart | 801-466-8701 | | amfunds58@aol.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Haynie & Company | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 1785 West 2320 South | Salt Lake City | Utah | 84119 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 457 | | | | rte of Reg;stcaUoo w;th PCAOB)l;f appUcable) | | | (PCAOB R,g;m,uoo N"mbec, ff a ppUcable) I | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------…Read the full text as markdown