TRADEWORX SECURITIES LLC X-17A-5 (2019-02-28) — Broker-dealer annual report

Full text of TRADEWORX SECURITIES LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TRADEWORX SECURITIES LLC
• Form: X-17A-5
• Filed: 2019-02-28
• Period: 2018-12-31
• Accession: 0000009319-19-000005
• CIK: 1272518
• File #: 8-66276
• Material weakness: No
• Auditor: WithumSmith & Brown, PC
• Auditor location: New York, NY
• Contact: Christopher Ray
• Phone: 732-450-7464
• Signed by: Christopher Ray (President)

Document text (excerpt)

X-17A-5 0001272518 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N TRADEWORX SECURITIES LLC 151 BODMAN PLACE SUITE 301 RED BANK NJ 07701 Christopher Ray 732-450-7464 WithumSmith & Brown, PC 1411 Broadway New York NY 10018 Certified Public Accountant Christopher Ray TRADEWORX SECURITIES LLC 12-31-2018 Christopher Ray President Y

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Other filings by this registrant

• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-23
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-25
• X-17A-5 — 2010-02-25
• X-17A-5 — 2009-02-25
• X-17A-5 — 2008-02-28
• X-17A-5 — 2007-02-28

Original filing on SEC EDGAR (source of record)