Full text of BIRKELBACH & CO.'s X-17A-5 filed 2025-12-23 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements *Year ended September 30, 2025* {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-16623 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/Q 1 /24** MM/DD/YY AND ENDING **09/30/25** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Birkelbach & Company TYPE OF REGISTRANT {check all applicable boxes): W Broker-dealer O Security-based swap dealer 0 Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8080 Cypress Hollow Court (No. and Street) Ponte Vedra Beach FL 32082 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Craig A. Birkelbach 904-725-1550 birkco1@aol.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray, CPA, PLLC (Name - if individual, state last, first, and middle name) 800 Bonaventure Way Suite168 Sugar Land TX 77479 (Address) (City) (State) (Zip Code) **11/30/16 6328 T'" of Reg;,",t;oo w;1h PCAOB)(;f appl;rableJ FOR OFFICIAL USE ONLY {PCAOB RegistrnUoo N"mbe,, ;t appUrableJI** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Craig A. Birkelbach | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|------------------------------------------------| | financial report pertaining to the firm of Birkelbach…Read the full text as markdown