Full text of WILLIAM BLAIR & COMPANY L.L.C.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION #### William Blair & Company, L.L.C. As of December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 **8-** SEC FILE NUMBER | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | -----------<br>AND ENDING 12/31/2020 | |--------------------------------------------|--------------------------------------| | | | MM/DD/ Y Y MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: William Blair & Company, LLC (consolidated) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) # 150 N. Riverside Plaza (No. and Street) (City) (State) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Jon Zindel 312-364-9889 **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* # PricewaterhouseCoopers LLP (Name - *if individual, state last, first, middle name)* | 1 N. Wacker Dr. | Chicago | IL | 60606 | |-----------------|---------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | **CHECK ONE:** ✓ I Certified Public Accountant B Public Accountant Accountant not resident in United States or any of its possessions. #### **FOR OFFICIAL USE ONLY** *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis f or the exemption. See Section 240.l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OM B control number.** FIRM I.D. NO. OFFICIAL USE ONLY 60606 (Zip Code) (Area Code - Telephone Number) {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jon Zindel | | , swear ( or affirm) that, to the best of | |--------------------------------------------------------------…Read the full text as markdown