Full text of JACK V. BUTTERFIELD INVESTMENT COMPANY's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Jack V. Butterfield Investment Company** Report on Financial Statements (with Supplementary Information Required by Rule 1 ?a-5 of the Securities and Exchange Commission) Year Ended December 31, 2025 {1}------------------------------------------------ # **Contents** | Page | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | Form X-17A-5, Part Ill, Facing Page 1 | | | Affirmation of Officer<br><br><br>2 | | | Report of Independent Registered Public Accounting Firm<br><br>3-4 | | | Financial Statements: | | | Statement of Financial Condition<br><br>5 | | | Statement of Income 6 | | | Statement of Changes in Stockholders' Equity<br><br>7 | | | Statement of Cash Flows<br><br><br><br><br><br>8 | | | Notes to Financial Statements<br><br><br><br><br>9-16 | | | Supplementary Information: | | | Computation of Net Capital under Rule 15c3-1 of the Securities and<br>Exchange Commission<br><br><br>17-18 | | | Computation for Determination of the Reserve Requirements and Information Relating<br>to the Possession and Control Requirements under Rule 15c3-3 of the Securities<br>and Exchange Commission<br><br><br><br>19-20<br> | | | Report of Independent Registered Public Accounting Firm<br>21 | | | Exemption Report<br><br>22 | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill OMBAPPROVAL OMS Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-s, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 AND ENDING **12/31 /25** MM/DD/YY MM/DD/YY **A. REGISTRANT** IDENTIFICATION # NAME OF FIRM: JACK V. BUTTERFIELD INVESTMENT COMPANY TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P .0. box no.) | | 100 S. JACKSON ST., STE. 100 | | | |--|------------------------------|--|--| | | | | | | | (No. and Street) | | | | | | |-------------------------------------------------…Read the full text as markdown