Full text of LINCOLN FINANCIAL DISTRIBUTORS, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Lincoln Financial Distributors, Inc. Year Ended December 31, 2020 With Duly Authorized Officer Affirmation {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | |---------------------------|------------------|--| | OMB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | Estimated average burden | | | | hours per response 12.00 | | | | SEC FILE NUMBER | |-----------------| | 8- 13431 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/20 MM/DD/VV AND ENDING 12/31/2020 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Lincoln Financial Distributors, Inc ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 130 N. Radnor - Chester Road (City) Carl R. Pawsat Radnor (No. and Street) PA (State) (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT 19087 (336) 691-3486 (Area Code - Telephone Number) OFFICIAL USE ONLY FIRM I.D. NO. # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Lincoln Financial Distributor, Inc, claims exemption the Partices of firmation pursuant to Rule 17-5(6)(2) under the Securities Exchange Act of 1934, (Name - if individual, state last, first, middle name) (Address) (City) (State) (Zip Code) CHECK ONE: Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. FOR OFFICIAL USE ONLY \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent ma must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(c)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {2}------------------------------------------------ #### OATH OR AFFIRMATION | Carl R. Pawsat | | swear (or affirm) that, to the best of | | | | | |----------------------------------------------------------------------------------------------------------------|------------|--------------------------…Read the full text as markdown