Full text of COLONIAL SECURITIES, INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *(SEC File No. 8-17631)* Financial Statements and Supplemental Schedule for the Year Ended December 31, 2020 and Independent Auditors' Report This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .. .... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-17631 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | -----------<br>REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------|------------|--------------------------------|--| | | MM /00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: COLONIAL SECURITIES, INC. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>80 BOWERY ROOM 603 | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | NEW YORK | NY | 10013 | | | | (City ) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>DAVID WONG (212) 587-3970 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>WEl,WEI & CO., LLP | | | | | | | (Name - if individual, stale last, first, middle name) | | | | | 133-10 39TH AVENUE | FLUSHING | NY | 11354 | | | ( Address ) | (City ) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | lcertified Public Accountant<br>Public Accountant<br>D | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemptionji-om the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* > **Potential persons who are to respond to the coll…Read the full text as markdown