Full text of DAVENPORT & COMPANY LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Consolidated Statement of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) PUBLIC {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: I 2 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-17103 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>____<br>O_l_/O_l_/_21 | AND ENDING | __<br>____ 12<br>_/_31_/_2_<br>1 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------------------| | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: __<br>D_av_e_n_p_o_rt_&_c_om_p_an_y_L_L_c | | __________________ | _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | • Security-based swap dealer | • Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | 901 East Cary Street, 11th Floor | | | | | | (No. and Street) | | | | Richmond | Virginia | | 23219 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | William R.B. Hershey | 804-780-2165 | | whershey@investdavenport.com | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe llP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Ave., Floor 11 | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003<br>l'' | | 173 | | | of Regi,t,atloo with PCAOB)llf applkable) | | | I PCAOB Regist,afoo Nombe,, If applicable) I | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a…Read the full text as markdown