# D.A. DAVIDSON & CO. X-17A-5 (2016-11-29) — Broker-dealer annual report

- Company: D.A. DAVIDSON & CO.
- Form: X-17A-5
- Filed: 2016-11-29
- Period: 2016-09-30
- Accession: 0000027182-16-000056
- CIK: 27182
- File #: 8-02399
- Material weakness: No
- Auditor: Crowe Horwath LLP
- Auditor location: New York, NY
- Contact: Doug Nicholson
- Phone: 406-791-7284
- Signed by: Thomas Nelson (CFO, Executive Vice President)

Original filing: https://www.sec.gov/Archives/edgar/data/27182/000002718216000056/auditreport-stmtfincondition.pdf

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X-17A-5

 0000027182
 XXXXXXXX

 008-02399

 LIVE

 true
 true
 false

 10-01-2015
 09-30-2016
 Broker-dealer
 N

 D.A. DAVIDSON & CO.

 8 THIRD STREET NORTH
 GREAT FALLS
 MT
 59401-3104

 Doug Nicholson
 406-791-7284

 Crowe Horwath LLP

 488 Madison Ave
 New York
 NY
 10022

 Certified Public Accountant

 Thomas Nelson
 D.A. DAVIDSON & CO.
 09-30-2016
 Security amounts of principal officers and directors that are classified as customer accounts (debits $36,193, credits $569,432).
 Thomas Nelson
 CFO, Executive Vice President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.