Full text of CROWN CAPITAL SECURITIES, L.P.'s X-17A-5/A filed 2024-05-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|-----------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-17264 | | | | | PARTIII | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /2023 | | | AND ENDING 12/31/2023 | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Crown Capital Securities, L.P. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>□ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 725 Town and Country Road, STE 530 | | | | | | | | (No. and Street) | | | | | | Orange | Ca | | 92868 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Darol K Paulsen | 714 547-9481 | dpaulsen@crowncapitalsecurities.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Faber Hass Hurley LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 9301 Oakdale Avenue | Chatsworth | CA | 91311 | | | | (Address)<br>2003 | (City) | (State)<br>(Zip Code}<br>PCAOB-223 | | | | | rte of Reg;strntioa w;th PCAOB)(;f appHcable) | | I<br>)PCAOB Reg;stc,tloo N"mbe,, 0 appHcable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>…Read the full text as markdown