HAPOALIM SECURITIES USA, INC. X-17A-5/A (2017-02-27) — Broker-dealer annual report

Full text of HAPOALIM SECURITIES USA, INC.'s X-17A-5/A filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HAPOALIM SECURITIES USA, INC.
• Form: X-17A-5/A
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0000033448-17-000003
• CIK: 33448
• File #: 8-03018
• Material weakness: No
• Auditor: BDO USA, LLP
• Auditor location: New York, NY
• Contact: Ana M. Diaz
• Phone: 212-898-6428
• Signed by: Michael P. Felix (Chief Executive Officer)

Document text (excerpt)

X-17A-5/A 0000033448 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N Attaching the audited Statement of Financial Condition HAPOALIM SECURITIES USA, INC. ONE BATTERY PARK PLAZA - 2ND FLOOR NEW YORK NY 10004-1405 Ana M. Diaz 212-898-6428 BDO USA, LLP 100 Park Avenue New York NY 10017 Certified Public Accountant Michael P. Felix HAPOALIM SECURITIES USA, INC. 12-31-2016 Michael P. Felix Chief Executive Officer Y

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Other filings by this registrant

• X-17A-5 — 2019-03-04
• X-17A-5 — 2018-03-05
• X-17A-5 — 2017-02-27
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-02-28
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-02-25
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-03-11
• X-17A-5 — 2009-03-10

Original filing on SEC EDGAR (source of record)