Full text of SOVEREIGN LEGACY SECURITIES, INC.'s X-17A-5 filed 2026-04-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5** | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235--0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | # **PART Ill** | hours per response:<br>12 | | |---------------------------|--| | SEC FILE NUMBER | | | 8-621 | | 01/01/25 12/31/25 Sovereign Legacy Securities, Inc. 100 Gray Fox Run Pinehurst NC 28374 Jacqueline M. Westbrook 910-692-8271 jwestbrookelegacy@gmail.com Rubio CPA P.C. 3500 Lenox Rd NE, Ste 1500 Atlanta GA 30326 05/05/2009 3514 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ **Major security-based swap participant** D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) (No.** and Street) (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name - if individual, state last, first, and middle name) (Address) (City) (State) (Zip Code) **FOR OFFICIAL USE ONLY** + Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFI MATION | I, Jacqueline Mi Westbrooke | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------|-----------------------------------------------------------------------------------| | financial report pertaining to the firm of Sovereign Lega…Read the full text as markdown