Full text of FEDERATED SECURITIES CORP.'s X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0113<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------|--|--|--|--| | | ANNUAL REPORTS | | | | | | | | | | | | | | | | | | FORM X-17A-5<br>PART Ill | | 8-15561 | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31 /25<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Federated Securities Corp | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>Major security-based swap participant<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1001 Liberty Avenue | | | | | | | | | | {No. and Street) | | | | | | | | Pittsburgh | PA | | 15222-3779 | | | | | | (City) | (State) | | (Zip | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Autumn L. Favero | | Autumn.Favero@FederatedHermes.com | | | | | | | (Name) | 412-288-6421<br>(Area Code- Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | | (Name | if individual, state last, first, and middle name) | | | | | | | | One Manhattan West, 395 9th Avenue | New York | NY | 10001 | | | | | | {Address)<br>10/20/2003 | {City} | {State)<br>42 | (Zip | | | | | | mate of Registration with PCAOB)(if applicable) | (PCA0B ReE;stration Number, if applicable)! | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | | facts and circumstances relied on as the basis of the exemption. See 17<br>accountant must be supported by a statem…Read the full text as markdown