Full text of FIRST MIDSTATE INC.'s X-17A-5 filed 2022-08-26 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | | |------------------------------------|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | | | | | | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | | 0MB APPROVAL | | | | | |---------------------------|--|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Oct. 31, 2023 | | | | | | Estimated averase burden | | | | | | hours per response:<br>l2 | | | | | SEC ALE NUMBER 8-11575 FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 7 /Q 1 /2021 -----···•·------·-··· ..... ···--•-\_ ...... -----···- .. •·•-..•·••-· .. ----"'I,·-··- ........ '. MM/DD/YY **MM/00/YY** **A. REGISTRANT IDENTIFICATION** # NAME oF FtRM: First Midstate Incorporated lYPE OF REGISTRANT (check all applicable boxes): G1 Broker-dealer • Security-based swap dealer . <sup>D</sup>Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING **6/30/2022** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 306 N. Main Street, Suite 3 | |--|--|--|--|-----------------------------| |--|--|--|--|-----------------------------| | (No. and Street) | | | | | | |----------------------------------------------|---------|------------|--|--|--| | Bloomington | IL | 61701 | | | | | (Oty) | (State) | (Zlp Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | | | (Name) | (Area Code·_ Telephone Number) | (Email Address) | | | |------------|--------------------------------|------------------------|--|--| | Paul Brown | 3098293311 | paul@firstmidstate.com | | | #### **B. ACCOUNTANT lDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Kerber Eck & Braeckel LLP Certified Public Accountants | | (Name - If Individual, state last, first, and middle name) | | | |-------------------------------------------|------------------------------------------------------------|---------|------------| | 3200 Robbins Road, Suite 200A Springfield | | IL | 62704 | | (Address) | (City} | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if aoolicable) | (PCAOB Registration Number, if applicable) | |--------------------------------------------------|--------------------------------------------| | FOR OFFICIAL USE ONLY | | | | | • Oaims for exemption from th…Read the full text as markdown