Full text of COOMBE FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0M<br>B<br>AP<br>PR<br>OV<br>AL | | | |----------------------------------------------------------|---|--| | 0M<br>B<br>Nu<br>mb<br>: 3<br>23<br>5-0<br>12<br>er | 3 | | | Ex<br>pir<br>: O<br>3<br>1,<br>20<br>23<br>ct.<br>es | | | | Es<br>tim<br>d a<br>e b<br>urd<br>ate<br>ve<br>rag<br>en | | | | 12<br>ho<br>urs<br>pe<br>r re<br>sp<br>on<br>se<br>: | | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SE<br>C | FIL<br>E N<br>UM<br>BE<br>R | | |---------|-----------------------------|--| | 8<br>- | 1<br>1<br>0<br>0<br>7 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1/01 /22** AND ENDING **12/31 /22** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Coombe Financial Services, Inc. TYPE OF REGISTRANT {check all applicable boxes): [!] Broker-dealer Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 129 S Main St | | (N<br>St<br>)<br>d<br>et<br>o.<br>an<br>re | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------------------------| | E<br>l<br>l<br>i<br>l<br>l<br>e<br>n<br>v<br>e | N<br>Y<br>e<br>o<br>r<br>w | k | 1<br>2<br>4<br>2<br>8 | | (C<br>ity<br>) | (S<br>e)<br>tat | | (Z<br>ip<br>Co<br>de<br>) | | PE<br>RS<br>O<br>N<br>TO<br>C<br>O<br>NT<br>AC<br>T<br>W<br>IT<br>H<br>RE<br>GA<br>RD | T<br>O<br>T<br>HI<br>S<br>FI<br>LI<br>NG | | | | P<br>h<br>i<br>l<br>i<br>C<br>b<br>1<br>1<br>1<br>p<br>o<br>o<br>m<br>e | 8<br>4<br>5<br>-6<br>4<br>7<br>4<br>8<br>0<br>0<br>- | mb<br>e@<br>pc<br>oo<br>co | be<br>fin<br>cia<br>l.c<br>om<br>an<br>om | | (N<br>e)<br>am | (A<br>C<br>od<br>- T<br>ele<br>ph<br>Nu<br>be<br>r)<br>rea<br>e<br>on<br>e<br>m | (E<br>il A<br>dd<br>ma<br>re | )<br>ss | | | B.<br>A<br>C<br>C<br>O<br>U<br>NT<br>A<br>NT<br>ID<br…Read the full text as markdown