# TD PRIME SERVICES LLC X-17A-5 (2019-12-20) — Broker-dealer annual report

- Company: TD PRIME SERVICES LLC
- Form: X-17A-5
- Filed: 2019-12-20
- Period: 2019-10-31
- Accession: 0000039059-19-000011
- CIK: 39059
- File #: 8-03337
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Robert Moserowitz
- Phone: 212-827-2726
- Signed by: Richard Rosenthal (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/39059/000003905919000011/TDPSSOFC2019rv.pdf

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X-17A-5

 0000039059
 XXXXXXXX

 LIVE

 false
 false
 false

 11-01-2018
 10-31-2019
 Broker-dealer
 N

 TD PRIME SERVICES LLC

 31 WEST 52ND STREET
 24TH FLOOR
 NEW YORK
 NY
 10019-6101

 Robert Moserowitz
 212-827-2726

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Richard Rosenthal
 TD PRIME SERVICES LLC
 10-31-2019
 Richard Rosenthal
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.