Full text of TD PRIME SERVICES LLC's X-17A-5 filed 2024-12-20 (period 2024-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  ## **TD Prime Services LLC** # **Statement of Financial Condition** With Report of Independent Registered Public Accounting Firm October 31, 2024 {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-03337 | | | NAME OF FIRM: | | | |---------------|--|--| | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------| | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jorge Ortiz | (212) 827-7000 | | Jorge.L.Ortiz@tdsecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ernst & Young LLP | (Name - if individual, state last, first, and middle name) | | | | One Manhattan West | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | {2}------------------------------------------------ | l. Jorge Ortiz | | . swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------|--|-----------------------------------------------------------------------| | financial report pertaining to the firm of TD Prime Services LLC | | as of | | 40124<br>A 001 | | |  | Signature: | | |-------------------------|--| | Title: | | | Chief Financial Officer | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ ## TD Prime Services LLC ## Statement of Financial Condition As of October 31, 2024 ## **Contents** Facing Page and Oath or Affirmation | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------|--| | Statement of Financial Condition 2 | | | Notes to Statement of Financial Condition 3 | | {4}------------------------------------------------  Ernst & Young LLP One Manhattan West New York, NY 10001 Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com #### Report of Independent Registered Public Accounting Firm To the Member and Managing Board of Directors of TD Prime Services LLC: #### Opinion on t…Read the full text as markdown