HARRIS ASSOCIATES SECURITIES L.P. X-17A-5 (2026-04-07) — Broker-dealer annual report

Full text of HARRIS ASSOCIATES SECURITIES L.P.'s X-17A-5 filed 2026-04-07 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **Harris Associates Securities L.P.** **(A Subsidiary of Harris Associates L.P.) Financial Statements and Supplemental Schedules Exemption Report and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 of the Securities Exchange Act of 1934 As of and for the Year Ended December 31, 2024** {1}------------------------------------------------ | LI VILL | SEC FILE NUMBE | |------------------------------------------------|---------------------| | -17A-5 | | | | | | PAGE | | | and 18a-7 under the Securities Exchange Act of | | | | AND ENDING 12/31/24 | | /YY | MM/DD/YY | | | | | | (No. and Street) | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|------------------------|--------------------------------------------|--| | Chicago | | | 60506 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Zachary Weber | (312) 646-3218 | zweber@harrisassoc.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | PricewaterhouseCoopers LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | One North Wacker Drive, 9th Floor Chicago | | - | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | October 20, 2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {2}------------------------------------------------ | Zachary D. Weber | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Harris Associates Securities L.P. | as of | | 12/31 | , 2 024 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | ![](_page_2_Figure_3.jpeg) ![](_page_2_Figure_4.jpeg) - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------…

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