# COWEN AND COMPANY, LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: COWEN AND COMPANY, LLC
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0000048966-17-000002
- CIK: 48966
- File #: 8-22522
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLP
- Auditor location: New York, NY
- Contact: Phongsy Khowong
- Phone: 646-562-1772
- Signed by: James Simmons (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/48966/000004896617000002/public.pdf

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X-17A-5

 0000048966
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 COWEN AND COMPANY, LLC

 599 LEXINGTON AVENUE
 20TH FLOOR
 NEW YORK
 NY
 10022

 Phongsy Khowong
 646-562-1772

 PricewaterhouseCoopers LLP

 300 Madison Avenue
 New York
 NY
 10017

 Certified Public Accountant

 James Simmons
 COWEN AND COMPANY, LLC
 12-31-2016
 James Simmons
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.