# COWEN AND COMPANY, LLC X-17A-5/A (2018-03-06) — Broker-dealer annual report

- Company: COWEN AND COMPANY, LLC
- Form: X-17A-5/A
- Filed: 2018-03-06
- Period: 2017-12-31
- Accession: 0000048966-18-000003
- CIK: 48966
- File #: 8-22522
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Phongsy Khowong
- Phone: 646-562-1772
- Signed by: James R. Simmons (CFO)

Original filing: https://www.sec.gov/Archives/edgar/data/48966/000004896618000003/publiccowensec.pdf

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X-17A-5/A

 0000048966
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N
 When I initially filed the x-17a-5 on March 1, I forgot to include my exemption report. I am now filing today with the exemption report.

 COWEN AND COMPANY, LLC

 599 LEXINGTON AVENUE
 20TH FLOOR
 NEW YORK
 NY
 10022

 Phongsy Khowong
 646-562-1772

 KPMG LLP

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 James R. Simmons
 COWEN AND COMPANY, LLC
 12-31-2017
 James R. Simmons
 CFO
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.