# COWEN AND COMPANY, LLC X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: COWEN AND COMPANY, LLC
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000048966-19-000004
- CIK: 48966
- File #: 8-22522
- Material weakness: No
- Auditor: kpmg llp
- Auditor location: new york, NY
- Contact: phongsy khowong
- Phone: 6465621772
- Signed by: James R. Simmons (Director)

Original filing: https://www.sec.gov/Archives/edgar/data/48966/000004896619000004/CowenSFC2018.pdf

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X-17A-5

 0000048966
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 COWEN AND COMPANY, LLC

 599 LEXINGTON AVENUE
 20TH FLOOR
 NEW YORK
 NY
 10022

 phongsy khowong
 6465621772

 kpmg llp

 345 Park Avenue
 new york
 NY
 10154

 Certified Public Accountant

 James R. Simmons
 COWEN AND COMPANY, LLC
 12-31-2018
 James R. Simmons
 Director
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.