# COWEN AND COMPANY, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: COWEN AND COMPANY, LLC
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000048966-20-000004
- CIK: 48966
- File #: 8-22522
- Material weakness: No
- Auditor: KPMG LLP
- Auditor location: New York, NY
- Contact: Francis Jordan
- Phone: 646-690-3257
- Signed by: Francis Jordan (Managing Director)

Original filing: https://www.sec.gov/Archives/edgar/data/48966/000004896620000004/Cowen2.pdf

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X-17A-5

 0000048966
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 COWEN AND COMPANY, LLC

 599 LEXINGTON AVENUE
 20TH FLOOR
 NEW YORK
 NY
 10022

 Francis Jordan
 646-690-3257

 KPMG LLP

 1345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 Francis Jordan
 COWEN AND COMPANY, LLC
 12-31-2019
 Francis Jordan
 Managing Director
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.