# AMERIPRISE FINANCIAL SERVICES, LLC. X-17A-5 (2020-02-27) — Broker-dealer annual report

- Company: AMERIPRISE FINANCIAL SERVICES, LLC.
- Form: X-17A-5
- Filed: 2020-02-27
- Period: 2019-12-31
- Accession: 0000049709-20-000003
- CIK: 49709
- File #: 8-16791
- Material weakness: Yes
- Auditor: PriceWaterhouseCoopers,LLC
- Auditor location: Chicago, IL
- Contact: elaine.fahey@ampf.com
- Phone: 612-671-2523
- Email: elaine.fahey@ampf.com
- Website: ampf.com
- Signed by: Jeffery J. Scherman (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/49709/000004970920000003/afsi_auditedsofc.pdf

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X-17A-5

 0000049709
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 Y

 AMERIPRISE FINANCIAL SERVICES, LLC.

 707 2ND AVENUE SOUTH
 MINNEAPOLIS
 MN
 55402

 elaine.fahey@ampf.com
 612-671-2523

 PriceWaterhouseCoopers,LLC

 One North Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Jeffery J. Scherman
 AMERIPRISE FINANCIAL SERVICES, LLC.
 12-31-2019
 Jeffrey J. Scherman
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.