Full text of H2C Securities, Inc.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # H2C Securities, Inc. (A Wholly-Owned Subsidiary of Hammond Hanlon Camp LLC) Statement of Financial Condition and Notes to Statement of Financial Condition as of and for the Year Ended December 31, 2021 and Report of Independent Registered Public Accounting Firm > This report is deemed PUBLIC in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. > > SEC File Number 8-19993 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | nours per response:<br>12 | |-----------------|---------------------------| | | | | 8-19993 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2021 \_ AND ENDING MM/DD/YY MM/DD/YY 12/31/2021 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: H2C Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 4655 Executive Dr. Suite 280 | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | San Diego | California | | 92121 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Christopher Stratmoen (513) 534-3170 | | | christopher.stratmoen@53.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche, LLP. | {Name - if individual, state last, first, and middle name} | | | | 50 W 5th Street, Suite 200 | Cincinnati | ОН | 45202 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be counced by the separat | | | | ment that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis o…Read the full text as markdown