# KEEFE, BRUYETTE & WOODS, INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: KEEFE, BRUYETTE & WOODS, INC.
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0000054930-17-000005
- CIK: 54930
- File #: 8-10888
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: New York, NY
- Contact: Richard Smith
- Phone: 2128876775
- Signed by: Richard Smith (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/54930/000005493017000005/201612KBWSOFCFINAL.pdf

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X-17A-5

 0000054930
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 KEEFE, BRUYETTE & WOODS, INC.

 787 7TH AVENUE
 NEW YORK
 NY
 10019

 Richard Smith
 2128876775

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Richard Smith
 KEEFE, BRUYETTE & WOODS, INC.
 12-31-2016
 /s/ Richard Smith
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.