KMS FINANCIAL SERVICES, INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of KMS FINANCIAL SERVICES, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: KMS FINANCIAL SERVICES, INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000056355-20-000002
• CIK: 56355
• File #: 8-15433
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: San Francisco, CA
• Contact: Jeffrey S. Sims
• Phone: 206-441-2885
• Signed by: Jeffrey S. Sims (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000056355 XXXXXXXX LIVE false false true 01-01-2019 12-31-2019 Broker-dealer N KMS FINANCIAL SERVICES, INC. 2001 SIXTH AVE SUITE 2801 SEATTLE WA 98121-1866 Jeffrey S. Sims 206-441-2885 EisnerAmper LLP One California Street, Suite 1700 San Francisco CA 94111 Certified Public Accountant Jeffrey S. Sims KMS FINANCIAL SERVICES, INC. 12-31-2019 Jeffrey S. Sims Chief Financial Officer Y

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Other filings by this registrant

• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-06-25
• X-17A-5 — 2017-05-02
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-27
• X-17A-5 — 2013-02-27
• X-17A-5 — 2012-02-28
• X-17A-5 — 2011-02-28
• X-17A-5 — 2010-02-26
• X-17A-5 — 2009-02-25
• X-17A-5 — 2008-02-29

Original filing on SEC EDGAR (source of record)