Full text of DAVID LERNER ASSOCIATES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | | SEC FILE NUMBER 8-20746 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING<br>01/01/25 | AND ENDING | 12/31/25 | |------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY<br>A. | | MM/DD/YY | | David Lerner Associates, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | | | | | | | | (No. and Street) | | | | | | 11791 | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | Erika.Santos@Davidlerner.com | | | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | 10020 | | (City) | (State) | (Zip Code) | | | | 2468 | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | ONLY | | | | | (516)465-5189<br>B.<br>New York | REGISTRANT IDENTIFICATION<br>܆<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>477 Jericho Turnpike<br>New York<br>(State)<br>(Area Code – Telephone Number)<br>(Email Address)<br>ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name – if individual, state last, first, and middle name)<br>New York<br>FOR OFFICIAL USE | CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}----------------------------------------…Read the full text as markdown