Full text of LINCOLN INVESTMENT PLANNING, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### LINCOLN INVESTMENT PLANNING, LLC AND SUBSIDIARIES Consolidated Statement of Financial Condition December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | SEC FILE NUMBER | | |-----------------|--| | 8-14354 | | {2}------------------------------------------------ | Diane McCarthy | | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------|-------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------| | | financial report pertaining to the firm of Lincoln Investment Planning, LLP | as of | | December 31 | | 2 021 | | | | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely | | as that of a customer. | Commonwealth of Pennsylvania - Notary Seal<br>Nancy L. Heffner, Notary Public | | | | Montgomery County<br>My commission expires December 30, 2023<br>Commission number 1015509 | Signature: | | | Member, Pennsylvania Association of Notaries | Title: | | | | Chief Financial Officer | - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ December 31, 2021 ## TABLE OF CONTENTS | | Page(s) | |------------------------------------------------------------|---------| | REPORT OF INDEPENDENT REGISTERED<br>PUBLIC ACCOUNTING FIRM | 1 | | Consolidated Statement of Financial Condition | 2 | | Notes to Consolidated Statement of Financial Condition | 3-14 | {4}------------------------------------------------  # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** Board of Directors Lincoln Investment Planning, LLC # *Opinion on Consolidated Statement of Financial Condition* We have audited the accompanying consolidated statement of financial condition of Lincoln Investment Planning, LLC and Subsidiaries (the Company) as of December 31, 2021. In our opinion, the consolidated statement of financial condition presents fairly, in all material respects, the financial position of the Company at December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. ## *Basis for Opinion* This consolidated financial statement is the responsibility of the Company's management. Ou…Read the full text as markdown