SCOTIA CAPITAL (USA) INC. X-17A-5 (2019-12-27) — Broker-dealer annual report

Full text of SCOTIA CAPITAL (USA) INC.'s X-17A-5 filed 2019-12-27 (period 2019-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SCOTIA CAPITAL (USA) INC.
• Form: X-17A-5
• Filed: 2019-12-27
• Period: 2019-10-31
• Accession: 0000064241-19-000011
• CIK: 64241
• File #: 8-03716
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Christos Kyriacou
• Phone: 212-225-6366
• Signed by: Mark Buro (Scotia Capital (USA) Inc. CFO)

Document text (excerpt)

X-17A-5 0000064241 XXXXXXXX LIVE true false false 11-01-2018 10-31-2019 Broker-dealer N SCOTIA CAPITAL (USA) INC. 250 VESEY STREET 165 BROADWAY NEW YORK NY 10281 Christos Kyriacou 212-225-6366 KPMG LLP 345 Park Avenue New York NY 10154 Certified Public Accountant Mark Buro SCOTIA CAPITAL (USA) INC. 10-31-2019 Mark Buro Scotia Capital (USA) Inc. CFO Y

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• X-17A-5 — 2024-12-20
• X-17A-5 — 2023-12-22
• X-17A-5 — 2022-12-23
• X-17A-5 — 2021-12-27
• X-17A-5 — 2020-12-28
• X-17A-5 — 2018-12-28
• X-17A-5 — 2018-01-02
• X-17A-5 — 2017-04-20
• X-17A-5 — 2015-12-30
• X-17A-5 — 2014-12-31
• X-17A-5 — 2013-12-20

Original filing on SEC EDGAR (source of record)