Full text of MCLINEY AND COMPANY's X-17A-5 filed 2019-03-27 (period 2019-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.** 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | a-18486 | #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING February 1, 2018 | | | AND ENDING January 31, 2019<br>MM/DD/YY | | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|-------------------|-----------------------------------------|--| | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Mcliney And Company | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 5201 Johnson Drive, Suite 415 | | | | | | | (No. and Street) | | | | | Mission | Kansas | | 66205 | | | (City) | (State) | | (Zip Code) | | | George J. McLiney, Jr. | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(816) 221-4042 | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Samyn & Martin | | | | | | | (Name -ifilulividual, stale last,first, middlename) | | | | | 7285 W. 132nd Street, Suite 21 o | Overland Park | Kansas | 66213 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | IV I | | | | | | certified Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied On as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays** a **currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION*…Read the full text as markdown