# UBS ASSET MANAGEMENT (US) INC. X-17A-5 (2016-02-26) — Broker-dealer annual report

- Company: UBS ASSET MANAGEMENT (US) INC.
- Form: X-17A-5
- Filed: 2016-02-26
- Period: 2015-12-31
- Accession: 0000067037-16-000017
- CIK: 67037
- File #: 8-21901
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Chicago, IL
- Contact: Kimberly Guerin
- Phone: 312-525-7129
- Signed by: Kimberly S Guerin (Assistant Treasurer)

Original filing: https://www.sec.gov/Archives/edgar/data/67037/000006703716000017/usstmtfincondnotes.pdf

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X-17A-5

 0000067037
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2015
 12-31-2015
 Broker-dealer
 N

 UBS ASSET MANAGEMENT (US) INC.

 1285 AVENUE OF THE AMERICAS
 12TH FLOOR
 NEW YORK
 NY
 10019

 Kimberly Guerin
 312-525-7129

 Ernst & Young LLP

 155 N. Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Kimberly S Guerin
 UBS ASSET MANAGEMENT (US) INC.
 12-31-2015
 Kimberly S Guerin
 Assistant Treasurer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.