# UBS ASSET MANAGEMENT (US) INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: UBS ASSET MANAGEMENT (US) INC.
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000067037-19-000004
- CIK: 67037
- File #: 8-21901
- Material weakness: No
- Auditor: Ernst and Young
- Auditor location: Chicago, IL
- Contact: Karen Hu
- Phone: 312-525-6103
- Signed by: Kathleen Horan (FINOP Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/67037/000006703719000004/2018SECfilingUS.pdf

---

X-17A-5

 0000067037
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 UBS ASSET MANAGEMENT (US) INC.

 1285 AVENUE OF THE AMERICAS
 12TH FLOOR
 NEW YORK
 NY
 10019

 Karen Hu
 312-525-6103

 Ernst and Young

 155 N Wacker Drive
 Chicago
 IL
 60606

 Certified Public Accountant

 Kathleen Horan
 UBS ASSET MANAGEMENT (US) INC.
 03-01-2019
 Kathleen Horan
 FINOP Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.