NATIONAL SECURITIES CORPORATION X-17A-5 (2016-11-30) — Broker-dealer annual report

Full text of NATIONAL SECURITIES CORPORATION's X-17A-5 filed 2016-11-30 (period 2016-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: NATIONAL SECURITIES CORPORATION
• Form: X-17A-5
• Filed: 2016-11-30
• Period: 2016-09-30
• Accession: 0000070517-16-000015
• CIK: 70517
• File #: 8-00164
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Natalia Watson
• Phone: 5618695215
• Signed by: Natalia Watson (CFO)

Document text (excerpt)

X-17A-5 0000070517 XXXXXXXX 008-00164 LIVE false true false 10-01-2015 09-30-2016 Broker-dealer N NATIONAL SECURITIES CORPORATION ONE UNION SQUARE 600 UNIVERSITY STREET SUITE 2900 SEATTLE WA 98101 Natalia Watson 5618695215 EisnerAmper LLP 750 Third Ave New York NY 10017 Certified Public Accountant Natalia Watson NATIONAL SECURITIES CORPORATION 11-28-2016 Natalia Watson CFO Y

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Other filings by this registrant

• X-17A-5 — 2022-03-17
• X-17A-5 — 2021-12-27
• X-17A-5 — 2020-12-21
• X-17A-5 — 2019-12-20
• X-17A-5 — 2018-12-03
• X-17A-5 — 2017-11-29
• X-17A-5/A — 2016-12-02
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-12-01
• X-17A-5 — 2013-11-29
• X-17A-5 — 2013-07-12
• X-17A-5 — 2011-11-29

Original filing on SEC EDGAR (source of record)