# NEUBERGER BERMAN LLC X-17A-5 (2017-02-28) — Broker-dealer annual report

- Company: NEUBERGER BERMAN LLC
- Form: X-17A-5
- Filed: 2017-02-28
- Period: 2016-12-31
- Accession: 0000071110-17-000006
- CIK: 71110
- File #: 8-01068
- Material weakness: Yes
- Auditor: KPMG
- Auditor location: New York, NY
- Contact: James Dempsey
- Phone: 212-476-8538
- Signed by: James Dempsey (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/71110/000007111017000006/2016NBLLCFinancialStatements.pdf

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X-17A-5

 0000071110
 XXXXXXXX

 LIVE

 true
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 Y

 NEUBERGER BERMAN LLC

 1290 AVENUE OF THE AMERICAS
 NEW YORK
 NY
 10104

 James Dempsey
 212-476-8538

 KPMG

 345 Park Avenue
 New York
 NY
 10154

 Certified Public Accountant

 James Dempsey
 NEUBERGER BERMAN LLC
 12-31-2016
 James Dempsey
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.