Full text of NEUBERGER BERMAN BD LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information December 31, 2021 (These financial statements and supplemental information should be deemed confidential pursuant to Subparagraph (e)(3) of Rule 17a-5) (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | UMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | | | | SEC FILE NUMBER | | | | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Neuberger Berman BD LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | _ Security-based swap dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1290 Avenue of the Americas | | | | | | | (No. and Street) | | | | | New York | NY | | | 10104 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Chinni | 212-476-5916<br>michael.chinni@nb.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 345 Park Avenue | New York | NY | | 10154 | | (Address) | (City) | | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {2}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  KPMG LLP 345 Park Avenue New York, NY 10154-0102 # Report of Independent Registered P…Read the full text as markdown