ROTHSCHILD & CO US INC. X-17A-5 (2020-03-13) — Broker-dealer annual report

Full text of ROTHSCHILD & CO US INC.'s X-17A-5 filed 2020-03-13 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000071260 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N ROTHSCHILD & CO US INC. 1251 AVENUE OF THE AMERICAS NEW YORK NY 10020 Andrew Smith 212-403-3563 KPMG LLP 345 Park Ave New York NY 10154 Certified Public Accountant Christa Schackert ROTHSCHILD & CO US INC. 12-31-2019 Christa Schackert Director of Finance - Controller Y

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