Full text of SANCTUARY SECURITIES, INC.'s X-17A-5 filed 2026-06-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Sanctuary Securities, Inc. Financial Statement December 31, 2025 Filed as PUBLIC Information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER | FACING PAGE | | |-----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | filing for the period beginning 01/01/25 | 12/31/25<br>AND FNDING | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: Sanctuary Securities, Inc. | | | TYPE OF REGISTRANT (check all applicable boxes): | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 1450 Brickell Avenue Suite 2610 | | | (No. and Street) | | | | l | | Miami | ﻠ | | 33131 | | | |----------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------|--|--| | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David Vaughan | 317-633-1783 | | dvaughan@sanctuarywealth.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | KPMG, LLP<br>Two Manhattan West 375 9th Avenue New York | (Name - if individual, state last, first, and middle name) | NY | 10001 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 185 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that…Read the full text as markdown