# NUVEEN SECURITIES, LLC X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: NUVEEN SECURITIES, LLC
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000073387-20-000004
- CIK: 73387
- File #: 8-13464
- Material weakness: No
- Auditor: PricewaterhouseCoopers,LLP
- Auditor location: Charlotte, NC
- Contact: Christy R. Lee
- Phone: 704-988-2409
- Signed by: Christy R. Lee (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/73387/000007338720000004/stmtfincondnotes123119.pdf

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X-17A-5

 0000073387
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 NUVEEN SECURITIES, LLC

 333 WEST WACKER DRIVE
 CHICAGO
 IL
 60606-1286

 Christy R. Lee
 704-988-2409

 PricewaterhouseCoopers,LLP

 214 North Tryon Street, Suite 4200
 Charlotte
 NC
 28202

 Certified Public Accountant

 Christy R. Lee
 NUVEEN SECURITIES, LLC
 02-28-2020
 Christy R. Lee
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.