Full text of NUVEEN SECURITIES, LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # NUVEEN SECURITIES, LLC Statement of Financial Condition December31,2024 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------------|-----------------------------------------------------------------|--|--| | | | Estimated average burden<br>hours per response: 12 | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-BD-13464 | | | | | PART Ill | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1_/2_0_2_4_AND ENDING | | __<br>1_2_/_3_1 /_2_0_2_4_ | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME oF FIRM: | N_u_v_e_e_n_S_e_c_u_rit_ie_s_,_L_L_C | | ___________<br>_ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 333 West Wacker Drive | | | | | | | | (No. and Street) | | | | | | Chicago | IL | | 60606 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jennifer Mangano<br>(212 )-207-2049 | | jennifer.mangano@nuveen.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | PricewaterhouseCoopers LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 76 Laura Street | Jacksonville | FL | 32202 | | | | (Address) | (City) | (State) | (Zip Code) | | | | October 20, 2003 | | | 238 | | | | (r<br>of Reg;«r.otloo w;th PCAOB)(ff ,ppli<able) | | | (PCAOB Regotratioo N,mbe,, ff •ppllcoble) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | CFR 240.17a-S(e)…Read the full text as markdown