Voya Financial Advisors X-17A-5/A (2026-03-02) — Broker-dealer annual report

Full text of Voya Financial Advisors's X-17A-5/A filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Voya Financial Advisors, Inc. *December 31, 2025 with Report of Independent Registered Public Accounting Firm* {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-13987 | | # FORM X-17A-5 PART III ANNUAL REPORTS FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | 01/01/25 | AND ENDING | 12/31/25 | |-----------------------------------------------|--------------------------------------------------|------------------------------|-----------------------------------------|----------| | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | Voya Financial Advisors, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | _ Security-based swap dealer<br>Broker-dealer | | | _ Major security-based swap participant | | □ Check here if respondent is also an OTC derivatives dealer 121 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | One Orange Way | | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------|--| | | (No. and Street) | | | | | Vindsor | CT | | 06095 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Frederick Bohn | 860-580-1807 | | frederick.bohn@voya.com | | | | | (Email Address) | | | | | (Area Code - Telephone Number) | | | | | (Name) | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 20 Church Street | Hartford | CT | 06103 | | | (Address) | (City) | (State) | (Zip Code) | | | October 20, 2003 | | 42 | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.…

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