Full text of THE O.N. EQUITY SALES COMPANY's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 8-14161 | | |---------|--| **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: The O.N. Equity Sales Company TYPE OF REGISTRANT {check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One Financial Way | | (No. and Street) | | | |----------------------------------------------------------------------------------------|-------------------------------|-----------------|---------------------------------------------| | Cincinnati | Ohio | | 45242 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Teresa Cooper | (513) 794-6162 | | Teresa_Cooper@constellationinsurance.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Crowe LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | 485 Lexington Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | 09/24/03 | | 173 | | | rte of Reg;stcaUoo<br>w;th PCAOB)Of apphcable) | | | (PCAOB Reg;stcaUoa Nornbee, ,f apphcableI ) | | | FOR OFFICIAL USE ONLY | | | <sup>\*</sup> Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Nancy M. Westbrock swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of The O.N. Equity Sales Company as of **12/31** 2 is true and correct. I further swear (or a…Read the full text as markdown