# PFLUEGER & BAERWALD INC. X-17A-5 (2016-05-17) — Broker-dealer annual report

- Company: PFLUEGER & BAERWALD INC.
- Form: X-17A-5
- Filed: 2016-05-17
- Period: 2016-03-31
- Accession: 0000078017-16-000004
- CIK: 78017
- File #: 8-17615
- Material weakness: No
- Auditor: Breard & Associates, Inc.
- Auditor location: Northridge, CA
- Contact: Patricia M. Neys
- Phone: 415-421-4171
- Signed by: Joseph Ruby (Senior Vice President)

Original filing: https://www.sec.gov/Archives/edgar/data/78017/000007801716000004/PB12_Oath_2016.pdf

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X-17A-5

 0000078017
 XXXXXXXX

 LIVE

 true
 false
 false

 04-01-2015
 03-31-2016
 Broker-dealer
 N

 PFLUEGER & BAERWALD INC.

 220 SANSOME STREET
 SUITE 1090
 SAN FRANCISCO
 CA
 94104-2725

 Patricia M. Neys
 415-421-4171

 Breard & Associates, Inc.

 9221 Corbin Avenue
 Suite 170
 Northridge
 CA
 91324

 Certified Public Accountant

 Joseph Ruby
 PFLUEGER & BAERWALD INC.
 03-31-2016
 Joseph Ruby
 Senior Vice President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.