# PFLUEGER & BAERWALD INC. X-17A-5/A (2016-05-25) — Broker-dealer annual report

- Company: PFLUEGER & BAERWALD INC.
- Form: X-17A-5/A
- Filed: 2016-05-25
- Period: 2016-03-31
- Accession: 0000078017-16-000005
- CIK: 78017
- File #: 8-17615
- Material weakness: No
- Auditor: Breard & Associates, Inc.
- Auditor location: Northridge, CA
- Contact: Patricia M. Neys
- Phone: 415-421-4171
- Signed by: Joseph Ruby (Senior Vice President)

Original filing: https://www.sec.gov/Archives/edgar/data/78017/000007801716000005/PB10_CPA_Report_Finl_2016.pdf

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X-17A-5/A

 0000078017
 XXXXXXXX

 LIVE

 true
 false
 false

 04-01-2015
 03-31-2016
 Broker-dealer
 N
 Filing of Exemption Report and Independent Public Accountant's Review of the Exemption Report to replace previously filed Compliance Report and Independent Public Accountant's Examination of the Compliance Report. Revised Schedule II and Revised Schedule III

 PFLUEGER & BAERWALD INC.

 220 SANSOME STREET
 SUITE 1090
 SAN FRANCISCO
 CA
 94104-2725

 Patricia M. Neys
 415-421-4171

 Breard & Associates, Inc.

 9221 Corbin Avenue
 Suite 170
 Northridge
 CA
 91324

 Certified Public Accountant

 Joseph Ruby
 PFLUEGER & BAERWALD INC.
 03-31-2016
 Joseph Ruby
 Senior Vice President
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.