Full text of FBL MARKETING SERVICES, LLC's X-17A-5 filed 2022-03-11 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Expires: October 31, 2023 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response . . . . 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-15855 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/21 01/01/21 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FBL Marketing Services, LLC TYPE OF REGISTRANT (check all applicable boxes): (X) Broker-dealer ( ) Security-based swap dealer ( ) Major security-based swap participant ( ) Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) 5400 University Avenue (No. and Street) West Des Moines, lowa 50266 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Mat Gleason (515) 225-5556 Mat. Gleason@fbfs.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, middle name) 801 Grand Avenue, Suite 3100, Des Moines, Iowa 50309 (Address) (State) (Zip Code) (City) 10/20/2003 42 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY UNITED STATES OMB APPROVAL 3235-0123 OMB Number: \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### Oath or Affirmation President I, Mathew E. Gleason, affirm that, to the best of my knowledge and belief, the financial report pertaining to the firm of FBL Marketing Services, LLC as of December 31, 2021, is true and correct. I further affirm that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Notary Public This filing contains: ANGELA D. CUSHING COMMISSION NO. 144614 MY COMMISSION EXPIRE athew E. Glea…Read the full text as markdown