Full text of LPL FINANCIAL LLC's X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LPL Financial LLC (SEC I.D. No. 8-17668) (NFA I.D. No. 0000684) Statement of Financial Condition as of December 31, 2024, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934, as amended, and Regulation 1.10(g) under the Commodity Exchange Act, as amended as a Public Document. {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Matthew J. Audette, affirm that, to the best of my knowledge and belief, the financial report pertaining to the firm of LPL Financial LLC (the "Company") as of and for the year ended December 31, 2024, is true and correct. I further affirm that neither the Company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature President and Chief Financial Officer Title Notary Public This filing \*\* contains (check all applicable boxes): Statement of financial condition. (x) (a) Notes to consolidated statement of financial condition. (x) (b) () Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a (c) = statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). () Statement of cash flows. (d) Statement of changes in stockholders' or partners' or sole proprietor's equity. () (e) Statement of changes in liabilities subordinated to claims of creditors. () (f) () Notes to consolidated financial statements. (g) こ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. () Computation of tangible net worth under 17 CFR 240.18a-2. (i) () Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR (i) = 240.15c3-3. () Computation for determination of security-based swap reserve requirements pursuant to Exhibit B (k) to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. () Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. e Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. () (m) () (n) = Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. () (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of…Read the full text as markdown