Pruco Securities, LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of Pruco Securities, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: Pruco Securities, LLC
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0000080887-20-000008
• CIK: 80887
• File #: 8-16402
• Material weakness: No
• Auditor: PricewaterhouseCoppers LLP
• Auditor location: New York, NY
• Contact: Robert Smit
• Phone: 9733671238
• Signed by: Robert Smit (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000080887 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N Pruco Securities, LLC 751 Broad Street Newark NJ 07102 Robert Smit 9733671238 PricewaterhouseCoppers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Robert Smit Pruco Securities, LLC 02-26-2020 Robert Smit Chief Financial Officer Y

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• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-06-21
• X-17A-5 — 2019-02-26
• X-17A-5 — 2018-02-23
• X-17A-5 — 2017-02-24
• X-17A-5 — 2016-02-24
• X-17A-5 — 2015-03-26

Original filing on SEC EDGAR (source of record)