Full text of HORANG SECURITIES, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Ex pi res: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-16608 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01 /01 /22 | | | AND ENDING 12/31 /22 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------|----------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM : Horang Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>~ Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 400 Madison Ave.<br>, RM 11A | | | | | | | (No. and Street) | | | | | New York | | NY | | 10017 | | (City) | | {State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brent Hippert | (443) 541 - | 8400 | | brent@bdexpert.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | RUBIO CPA, PC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3500 Lenox Rd., Suite 1500 Atlanta | | | GA | 30326 | | (Address) | {City) | | {State) | (Zip Code) | | 05105109 | | | 3514 | | | | | | | {PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-S{e){l)(ii), if applicable. | | | | | Persons who are to respond to the collection of info…Read the full text as markdown