# ROTHSCHILD INVESTMENT CORPORATION X-17A-5 (2019-03-01) — Broker-dealer annual report

- Company: ROTHSCHILD INVESTMENT CORPORATION
- Form: X-17A-5
- Filed: 2019-03-01
- Period: 2018-12-31
- Accession: 0000085338-19-000003
- CIK: 85338
- File #: 8-16429
- Material weakness: No
- Auditor: RSM US LLP
- Auditor location: Chicago, IL
- Contact: Bradley C. Drake
- Phone: 312-983-8956
- Signed by: Bradley C. Drake (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/85338/000008533819000003/Public1.pdf

---

X-17A-5

 0000085338
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2018
 12-31-2018
 Broker-dealer
 N

 ROTHSCHILD INVESTMENT CORPORATION

 311 S. WACKER DRIVE
 SUITE 6500
 CHICAGO
 IL
 60606-6618

 Bradley C. Drake
 312-983-8956

 RSM US LLP

 One South Wacker Dr
 Chicago
 IL
 60606

 Certified Public Accountant

 Bradley C. Drake
 ROTHSCHILD INVESTMENT CORPORATION
 12-31-2018
 Bradley C. Drake
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.