# ROTHSCHILD INVESTMENT CORPORATION X-17A-5 (2020-02-28) — Broker-dealer annual report

- Company: ROTHSCHILD INVESTMENT CORPORATION
- Form: X-17A-5
- Filed: 2020-02-28
- Period: 2019-12-31
- Accession: 0000085338-20-000002
- CIK: 85338
- File #: 8-16429
- Material weakness: No
- Auditor: Wipfli LLP
- Auditor location: Chicago, IL
- Contact: Bradley C. Drake
- Phone: 312-983-8956
- Signed by: Bradley C. Drake (Chief Financial Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/85338/000008533820000002/Public.pdf

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X-17A-5

 0000085338
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 ROTHSCHILD INVESTMENT CORPORATION

 311 S. WACKER DRIVE
 SUITE 6500
 CHICAGO
 IL
 60606-6618

 Bradley C. Drake
 312-983-8956

 Wipfli LLP

 One N. Wacker Dr.
 Chicago
 IL
 60606

 Certified Public Accountant

 Bradley C. Drake
 ROTHSCHILD INVESTMENT CORPORATION
 12-31-2019
 Bradley C. Drake
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.